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Form 144
Results: 602

#	Item
331	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-07 10:07:59 Financial regulation Securities Exchange Act International Securities Exchange U.S. Securities and Exchange Commission Government Form 144 Securities regulation in the United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
332	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend the Exchange Price List Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-08 09:51:00 SEC filings Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Government United States Form 144 Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
333	DRAFT COMMENTS ON FORM 144 PROPOSALS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-06 14:53:23 Finance 73rd United States Congress Financial regulation Stock market Financial economics Form 4 Form 144 Securities Act Securities Exchange Act SEC filings United States Securities and Exchange Commission United States securities law
334	Microsoft Word - SEC Comment Letter[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-20 15:35:46 Financial regulation Finance Financial economics 73rd United States Congress Form 144 Securities Act Form 4 Regulation D Christopher Cox United States Securities and Exchange Commission SEC filings United States securities law
335	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-08 15:58:56 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Government Form 144 United States securities law 73rd United States Congress United States Securities and Exchange Commission
336	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-26 13:16:03 Financial regulation Securities Exchange Act Securities Act U.S. Securities and Exchange Commission United States Government Form 144 SEC filing United States securities law 73rd United States Congress United States Securities and Exchange Commission
337	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 9, 2012 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-12 09:46:22 United States Securities and Exchange Commission Self-regulatory organizations Financial economics Securities Exchange Act United States Philadelphia Stock Exchange U.S. Securities and Exchange Commission NASDAQ Form 144 United States securities law Economy of the United States 73rd United States Congress
338	13 of 14 Exhibit 5 Additions: Underscored Deletions: [Bracketed] *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-29 13:19:38** Form 144 Stock market Financial markets Order
339	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-08 16:35:24 Economy of the United States Chicago Board Options Exchange Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission United States Form 144 United States Securities and Exchange Commission United States securities law 73rd United States Congress
340	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]December 15, 2011 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-19 09:12:23 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Government Securities and Exchange Commission United States SEC filing Form 144 United States securities law 73rd United States Congress United States Securities and Exchange Commission

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